Compliance Manager - Powai Hiranandani Financial Services

  • company name Hiranandani Financial Services
  • working location Office Location
  • job type Full Time

Experience: 5 - 5 years required

Pay:

Salary Information not included

Type: Full Time

Location: All India

Skills: Compliance, Regulations, IRDA, Companies Act, Compliance Testing, AntiMoney Laundering, PMLA, Policy framework, SEBI LODR, RBI inspection, customer services

About Hiranandani Financial Services

Job Description

Job Responsibilities Ensure NBFC is adhering to all regulations prescribed by RBI for NBFCs Ensure compliance with other applicable regulations on anti-money laundering, IRDA, PMLA etc Track compliance under RBI and IRDA laws in close co-ordination with other departments such as HR, Finance, Operations, risk etc Work closely with other departments for having policy framework for all major activities of the NBFC as required under the law and review the policies at relevant intervals Manage website disclosures as required under Companies Act, SEBI LODR and other applicable laws Coordinating with RBI officials during RBI Inspection Interpretation of RBI circulars and dissemination and implementation of the same on an organisation level. Tracking and closure of Customer Services complaints received via RBI or customer support team Advisory in Compliance related matter/ RBI circular interpretation Performing Compliance testing on regular basis,